Broker Dealers

BROKER DEALERS

Providing You with Senior-Level Attention and Care

As a registered accounting firm with the Public Company Accounting Oversight Board (PCAOB), we have a proven track record of providing high-quality services that meet the most stringent regulatory standards.

Our long-standing membership in the BDO Alliance network demonstrates the depth of our experience and our ability to provide exceptional service to our clients. Our team of talented professionals, knowledge and experience is exceptionally valuable in SEC work. We help our clients achieve their goals and deliver the best possible results.

THOUGHT LEADERSHIP

Insights

BROKER DEALERS

Solutions

Custodial Audits

Financial Statement Audits

Anti-Money Laundering Audits

BROKER DEALERS

What Clients Say

"DCF, LLC has had the privilege of working with Rodefer Moss as our auditors for more than 9 years. Having the continuity of professionals knowledgeable of FINRA rules and regulations who conduct the audit efficiently and deliver in a timely manner is critical. As a former partner in a large, regional accounting firm, I can attest to the high quality of their work."

J. Thomas Decosimo

Managing Partner

BROKER DEALERS

What Clients Say

"It's been my honor to collaborate with the Rodefer Moss team for more than a decade. The proficiency with which they carry out audits and the promptness of their delivery is nothing short of commendable. Their consistency in maintaining a team of experts well-versed in FINRA standards is absolutely crucial."

Michael Cox

Capital Wealth Management